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Hong Kong - HKSI LE
Paper 6

Regulation of Asset Management

A one-hour exam consisting of 40 multiple choice questions.  To pass, you must answer 28 questions (70%) correctly. Recently, the average pass rate was 54%.

Talking Test BankTM consists of over 240 practice questions across all 4 Topics, consistent with materials in version 2.4 of the LE Study Manual.  Each question gives feedback, a relevant extract from the Study Notes and an audio explanation of the answers - yes, you can listen to the lecturer online.

Practice all 4 topics to learn the material then attempt practice exams in units of 20 and 40 questions to get exam-ready.

Short Sharp ShockTM gives full access to the Talking Test Bank for 5 or 10 days.

Try the free sample questions below and have a listen to the Introductory Lecture.

Syllabus covers four topics:

  1. General regulatory framework
  2. Back-office compliance
  3. Asset management regulations
  4. Misconduct

Short Sharp Shock

Talking Test Bank

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