Regulation of Asset Management
QUESTIONS UPDATED TO JUNE 2020
A one-hour exam consisting of 40 multiple choice questions. To pass, you must answer 28 questions (70%) correctly. Recently, the average pass rate was 54%.
Talking Test BankTM consists of over 240 practice questions across all 4 Topics, consistent with materials in version 2.4 of the LE Study Manual. Each question gives feedback, a relevant extract from the Study Notes and an audio explanation of the answers - yes, you can listen to the lecturer online.
Practice all 4 topics to learn the material then attempt practice exams in units of 20 and 40 questions to get exam-ready.
Short Sharp ShockTM gives full access to the Talking Test Bank for 5 or 10 days.
Try the free sample questions below and have a listen to the Introductory Lecture.
Syllabus covers four topics:
- General regulatory framework
- Back-office compliance
- Asset management regulations